Compliance Checklist

Overview:

The Compliance Checklist helps you track the compliance status of mortgage packages before submission, ensuring that all necessary steps are completed.

Accessing the Compliance Checklist:

• Where to Find It:
  • On the mortgage page, scroll down to locate the Compliance Checklist section (available in both detailed and regular views).

Checklist Components:

• FINTRAC ID Verification:
  • A new checkbox is included for Fintrac ID Verification.
• Notes Field:
  • Add any relevant notes regarding the compliance process.
• Other Compliance Fields:
  • Review additional fields that capture standard compliance information.
• Compliance Status:
  • Use the Compliance Status field to track overall package compliance.